James Rawlings

Financial Adviser

ASIC adviser number:
001004799
Qualifications and training:

1996, Bachelor of Arts, Bachelor Degree (AQF 7), University of Queensland
2002, Bachelor of Business (International Business), Bachelor Degree (AQF 7), Queensland University Technology
2002, Diploma of Financial Planning (DFP 1-8), Diploma (AQF 5), FPA Australia
2005, Certified Financial Planner (CFP) Program, Professional Designations, FPA Australia
2019, Ethics and Professionalism in Financial Advice Course (FPC002B), Bridging Course, Ethics, Kaplan Higher Education
2022, Specialist SMSF Course, Other, SuperConcepts & University of Adeliade
2023, Commercial Law Course, Other, Kaplan Professional
2023, Tax for Financial Advising Course, Other, Kaplan Professional
2026, Residential Aged Care Workshop, Other, Aged Care Gurus

When adviser first provided advice:
1997
Membership of professional associations:

Financial Advice Association of Australia (FAAA)

Disciplinary action by ASIC:
None
Location:
Level 1, Unit 6-8, 45 Novar St
Yarralumla  ACT  2600
AFS licence holder name:
Alliance Wealth Pty Ltd
AFS licence number:
000449221
Licence controlled by:
Centrepoint Alliance Limited ~ Centrepoint Wealth Pty Ltd [Date Ceased: 21/02/2018]
It's prudent to check an adviser's latest status on ASIC's Financial Advisers Register ».