James Uezzell

Financial Adviser

ASIC adviser number:
000422552
Qualifications and training:

2006, Advanced Diploma of Financial Services (Superannuation), Advanced Diploma (AQF 6), Association of Superannuation Funds of Australia Ltd (ASFA)
2006, Diploma of Financial Services (Financial Planning), Diploma (AQF 5), Association of Superannuation Funds of Australia Ltd (ASFA)
2008, Advanced Diploma of Financial Services (Financial Planning), Advanced Diploma (AQF 6), Kaplan Higher Education Pty Limited
2009, Self Managed Superannuation Funds, Other, Kaplan Higher Education Pty Limited
2010, Margin Lending, Other, Stockbrokers Association of Aust (formerly SDIA)
2011, Graduate Diploma of Financial Planning, Graduate Diploma (AQF 8), Kaplan Higher Education Pty Limited
2013, Master of Applied Finance, Masters Degree (AQF 9), Kaplan Higher Education Pty Limited
2017, ASX Listed Product Accreditation Course (LPAC), Other, LPAC Online
2021, FPC002B Ethics and Professionalism in Financial Advice, Bridging Course, Ethics, Kaplan Higher Education Pty Limited
2022, Accredited Aged Care Professional, Other, Aged Care Steps

When adviser first provided advice:
2012
Membership of professional associations:
None
Disciplinary action by ASIC:
None
Location:
Level 1, The Garden Office Park, 355 Scarborough Beach Rd
Osborne Park  WA  6017
AFS licence holder name:
Charter Financial Planning Limited
AFS licence number:
000234665
Licence controlled by:
Akumin Pty Ltd ~ Entireti Limited ~ Amp Advice Holdings Pty Ltd [Date Ceased: 13/12/2024] ~ Amp Group Holdings Limited [Date Ceased: 13/12/2024] ~ Amp Limited [Date Ceased: 13/12/2024]
It's prudent to check an adviser's latest status on ASIC's Financial Advisers Register ».